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Safety, Efficacy, and Effectiveness of Live, Attenuated, Cold-Adapted Influenza Vaccine in an Indicated Population Aged 5–49 Years

  1. Robert B. Belshe1,
  2. Kristin L. Nichol2,
  3. Steven B. Black3,
  4. Henry Shinefield3,
  5. Julie Cordova4,
  6. Robert Walker4,
  7. Colin Hessel4,
  8. Iksung Cho4, and
  9. Paul M. Mendelman4
  1. 1Center for Vaccine Development, Saint Louis University School of Medicine, St. Louis, Missouri
  2. 2Medicine Service, Veterans Administration Medical Center, Minneapolis, Minnesota
  3. 3Kaiser Permanente Vaccine Research Center, Oakland
  4. 4MedImmune Vaccines, Mountain View, California
  1. Reprints or correspondence: Dr. Robert B. Belshe, Div. of Infectious Diseases and Immunology, Saint Louis University, 3635 Vista Ave. (FDT-8N), St. Louis, MO 63110 (belsherb{at}slu.edu).

Abstract

Background. Three important studies have supported licensure of live, attenuated, cold-adapted influenza vaccine (CAIV-T [FluMist; MedImmune Vaccines]): (1) a pediatric efficacy trial involving children 15–71 months of age, (2) a large safety study of medically attended events occurring among children 1–17 years of age, and (3) an effectiveness trial involving healthy working adults 18–64 years of age.

Methods. During the United States Food and Drug Administration (FDA) review for the approval of CAIV-T for use in healthy persons, additional subgroup analyses were conducted to evaluate the safety, efficacy, and effectiveness of the vaccine, by use of various age subsets not prespecified by the original protocols. CAIV-T is currently approved by the FDA for use in healthy persons 5–49 years of age. In this article, we present data from some of the aforementioned subanalyses.

Results. The efficacy of CAIV-T in children ⩾5 years of age (age range of the children in year 1 of the study, 60–71 months; age range of the children in year 2 of the study, 60–83 months) was similar to that reported for the entire cohort in year 1 (90.6%; 95% confidence interval [CI], 70.3%–97.1%). In year 2 of the study, efficacy was 86.9% (95% CI, 70.8%–94.1%), despite the presence of antigenically drifted influenza type A/Sydney/5/97 (H3N2), which caused most illnesses that occurred in year 2. Safety outcomes for children 5–17 years of age revealed no significant difference between vaccine recipients and placebo recipients, with regard to acute respiratory events, acute gastrointestinal events, systemic bacterial infection, or rare events possibly related to influenza. Effectiveness among adults 18–49 years of age was similar to that reported for the entire cohort—for example, for occurrence of severe febrile illness, there was a 19.5% reduction (P = .02) in adults.

Conclusions. The present reanalysis summarizes data on the indicated uses for CAIV-T in the indicated population aged 5–49 years.

Extensive research sponsored by the National Institute of Allergy and Infectious Diseases led to the development of the live attenuated intranasal influenza vaccine [1]. Subsequent collaborative development with MedImmune Vaccines (formerly Aviron) resulted in the development of live, attenuated, cold-adapted, trivalent intranasal influenza vaccine (CAIV-T [FluMist; MedImmune Vaccines]) that was initially available for use in the prevention of influenza during the 2003–2004 influenza season. CAIV-T is formulated to contain 3 influenza strains that antigenically match the strains recommended by the US Food and Drug Administration (FDA) for inclusion in trivalent inactivated vaccine (TIV); however, the CAIV-T strains are live viruses that are attenuated. CAIV-T is indicated for the prevention of influenza A and influenza B among healthy persons 5–49 years of age, and it is administered by intranasal spray. Two doses of CAIV-T, the administration of which is separated by 60 days (±14 days), are indicated for healthy children 5–8 years of age who have not previously been vaccinated, and a single dose is indicated annually thereafter for previously vaccinated children <9 years of age and for previously vaccinated healthy persons 9–49 years of age.

Three important placebo-controlled studies have supported licensure of CAIV-T: (1) a pediatric efficacy trial conducted among children 15–71 months of age at entry into the trial, (2) a large safety study of medically attended events occurring among children 1–17 years of age, and (3) an effectiveness trial involving healthy working adults 18–64 years of age. The first 2 studies included subjects younger (age range, 12–59 months) than the approved age range (i.e., 5–49 years) for administration of CAIV-T, and the third study included subjects older (age range, 50–64 years) than the approved age range for administration of CAIV-T. During the FDA review for the approval of CAIV-T for use in healthy persons, subgroup analyses were conducted to evaluate the safety, efficacy, and effectiveness of the vaccine, by use of various age subsets not prespecified by the original protocols. The data in these subgroup analyses that specifically support licensure of CAIV-T have not been published elsewhere. The present article reports the results of the additional subgroup analyses and provides descriptive comparisons of these results and the results of the analyses of the original overall study populations.

Methods

Data analyses were conducted by EMMES (Rockville, MD) and MedImmune Vaccines (Mountain View, CA), for the 2-year pivotal efficacy field trial involving children 15–71 months of age [2, 3]; by the Kaiser Permanente Vaccine Research Center (Oakland, CA) and MedImmune Vaccines, for the large safety study of medically attended events occurring among study participants 1–17 years of age [4]; and by MedImmune Vaccines, for the effectiveness trial involving healthy working adults 18–64 years of age [5]. Subjects in all 3 studies were randomized 2:1 to receive vaccine or placebo. The placebo consisted of egg allantoic fluid, which was indistinguishable from the vaccine by sight, taste, and smell. The new analyses were limited to subjects 5–49 years of age (i.e., the age range recommended in the FluMist package insert) who received either the vaccine or the placebo, and the data for this subset of subjects were compared with the data for the study population as a whole.

For the analyses of the pediatric efficacy study, subjects who were >5 years of age in year 1 of the trial and who received the recommended 2 doses were included in the primary efficacy analysis, whereas subjects who received 1 or 2 doses in year 1 of the trial were included in the secondary analyses of effectiveness. In the effectiveness trial involving healthy working adults, the prespecified primary analysis was the proportion of subjects with 1 or more illnesses defined as any febrile illness (AFI), and the prespecified secondary analyses included the proportion of subjects with severe febrile illness (SFI) or with febrile upper respiratory tract illness (FURI). For each of these 3 definitions of illness (AFI, SFI, and FURI), additional prespecified secondary analyses included the number of episodes of illness, the number of days of illness, the number of days of work missed in association with illness (hereafter known as “illness-associated days of work missed”), the number of health care provider visits associated with illness (hereafter known as “illness-associated health care provider visits”), use of prescription antibiotics, and use of over-the-counter medication. Analyses were also performed for 2 definitions of illness that were not prespecified in the original protocol but were presented in the biological license application submitted to the FDA in October 2000. These 2 illness definitions were those of the Centers for Disease Control and Prevention influenza-like illness (CDC-ILI) and the Department of Defense influenza-like illness (DOD-ILI).

Informed consent was obtained from all subjects in these clinical trials. Human studies guidelines of the US Department of Health and Human Services were followed.

Results

Safety in children. With the exception of age, the demographic characteristics of children ⩾60 months of age who participated in the efficacy field trial were similar to the demographic characteristics of all study children. Of children ⩾60 months of age, 87% of CAIV-T recipients and 84% of placebo recipients were white. Sex distribution in this group was balanced (56% of CAIV-T recipients and 50% of placebo recipients were female).

Comparisons of the reactogenicity events that occurred in the 10 days after administration of dose 1 of CAIV-T or placebo spray to participants in the pediatric efficacy study are shown in tables 1 and 2. Previously, it was reported that the occurrence of low-grade fever (temperature, >37.8°C) after administration of dose 1 of CAIV-T occurred significantly more often among CAIV-T recipients than among placebo recipients [1]. Analysis of the data for children ⩾60 months of age revealed no significant increase in the frequency of temperatures >37.8°C (table 2). Likewise, it was previously noted that, for children 15–71 months of age, runny nose and/or nasal congestion, vomiting, and muscle aches were significantly more common among vaccine recipients than among placebo recipients after administration of dose 1; however, no significant increase in these events was observed among children ⩾60 months of age, although the size of the sample in this subset was smaller than the overall sample size.

Table 1

Occurrence of reactogenicity events within 10 days after administration of dose 1 of live, attenuated, cold-adapted influenza vaccine (CAIV-T) or placebo to children 15–71 months of age.

Table 2

Occurrence of reactogenicity events within 10 days after administration of dose 1 of live, attenuated, cold-adapted influenza vaccine (CAIV-T) or placebo to children 60–71 months of age.

In the large safety trial that evaluated medically attended events that occurred in the 42 days after administration of vaccine [4], the frequencies of the 4 prespecified group diagnoses of acute respiratory events, acute gastrointestinal events, systemic bacterial infection, or rare events potentially associated with wild-type influenza were not significantly increased in any of the prespecified analyses of children 1–8 years, 9–17 years, 1–17 years, 12–17 months, or 18–35 months of age. Likewise, for the subjects in the indicated age group (i.e., children 5–17 years of age), none of the frequencies of these 4 prespecified group diagnoses were significantly increased (table 3). In fact, acute respiratory events were significantly decreased among vaccine recipients (upper bound of the 90% CI, <1.00).

Table 3

Comparison of prespecified grouped analyses of acute events occurring after administration of dose 1 of live, attenuated, cold-adapted influenza vaccine (CAIV-T) or placebo to children in a large safety trial.

In this large safety trial, an increased risk for asthma and/or reactive airway disease (RAD) within 42 days of administration of dose 1 of CAIV-T was observed in one prespecified analysis of children 18–35 months of age, but it was not observed in the other prespecified analyses that included children 12–17 months or 1–8 years of age; however, it should be noted that power was limited in the study of children who were 12–17 months of age [4]. No temporal clustering of medical utilization for asthma and/or RAD was seen for the children 18–35 months of age, and no children were hospitalized for this diagnosis during the 42-day observation window. In a post hoc analysis, the risk of asthma and/or RAD among children ⩾12 months of age was assessed by adding groups of older children, with the age of the older children increasing by 6 months for each group added. In this post hoc analysis, an increased risk for asthma and/or RAD was observed, with a risk ratio of 3.5 (90% CI, 1.09–15.54) for the vaccine recipients among children 12–59 months of age (table 4). It should be noted that, although the statistically significant association persisted in the analysis of children 12–59 months of age, no statistically significant increase in risk was observed after vaccine administration, when children 36–59 months of age were analyzed separately. Furthermore, among children 5–17 years of age, the relative risk (RR) was not increased after administration of dose 1 (RR, 0.74; 90% CI, 0.42–1.33) or dose 2 (RR, 0.33; 90% CI, 0.10–0.96) (table 4). Of note, after administration of dose 2, a significant decrease in the RR for asthma and/or RAD was observed among children 5–17 years of age, both in the clinic setting and in all 3 settings combined (hospital, emergency department, and clinic). An analysis of both doses combined also showed a significant reduction in the RR for asthma and/or RAD events occurring in the clinic setting among children 5–17 years of age in this study.

Table 4

Comparison of asthma and/or reactive airway disease (RAD) events occurring within 42 days of administration of live, attenuated, cold-adapted influenza vaccine (CAIV-T) or placebo to children in a large safety trial.

Safety in adults. In the effectiveness trial involving healthy working adults, the demographic characteristics of adults 18–49 years of age were similar (with the exception of age) to the demographic characteristics of the entire study cohort. Eighty-four percent of the vaccine recipients versus 83% of the placebo recipients were white, and 55% of each group of recipients were women.

For the subset of healthy adults 18–49 years of age, as well as for the study population as a whole, vaccine recipients were significantly more likely than placebo recipients to experience some of the same reactogenicity events (tables 5 and 6). Statistically significant increases, with ⩾10% differences between treatment groups, were observed for runny nose and sore throat. Fever defined as a temperature >37.8°C occurred at a similar rate among both the CAIV-T recipients and the placebo recipients, in the study population as a whole and in the population of 18–49 year olds.

Table 5

Occurrence of reactogenicity events among adults 18–64 years of age.

Table 6

Occurrence of reactogenicity events among adults 18–49 years of age.

Efficacy in children. In year 1 of the pediatric efficacy study, the influenza strains that circulated in the United States were antigenically similar to the strains represented in the vaccine, and, among children 15–71 months of age, efficacy against culture-confirmed influenza was 93.4% (95% CI, 87.5%–96.5%) for the primary end point (2 doses received) [1]. Nineteen percent of the children (312 of 1602 children) who were participating in the study in year 1 were ⩾60 months of age, and a subset of 238 (15% overall) of these 312 children received 2 doses of CAIV-T or placebo (the primary end point). Among this subset of children, the efficacy of CAIV-T was 87% (95% CI, 59.4%–97.9%), for 2 doses received, and 90.6% (95% CI, 70.3%–97.1%), for 1 or 2 doses received. In year 2 of the trial, after a single annual revaccination, the overall efficacy for the population as a whole was 100% against antigenically matched strains and 87% (95% CI, 78%–93%) against any culture-confirmed influenza [2, 3]. Likewise, in children ⩾60 months of age (age range, 60–83 months), efficacy was 100%, for protection against antigenically matched strains, and 86.9% (95% CI, 70.8%–94.1%), for protection against all culture-confirmed influenza, regardless of antigenic match. Of importance, efficacy against the predominantly circulating influenza type A/Sydney/5/97 (H3N2) strain that was antigenically drifted from the recommended H3N2 vaccine strain was, for the overall study population, 85.9% (95% CI, 75.3%–91.9%), and, for children ⩾60 months of age, efficacy was 86.3% (95% CI, 69.4%–93.9%). When efficacy was analyzed by age in 1-year increments, the vaccine had significant and high efficacy in all age groups for both study years, including the group of subjects ⩾60 months of age (table 7).

Table 7

Efficacy of live, attenuated, cold-adapted influenza vaccine (CAIV-T) against culture-confirmed influenza, by age group and by year of the pediatric efficacy study.

Effectiveness in children. Table 8 presents effectiveness data for each study year in the pediatric efficacy study, for the overall population of children 15–71 months of age, and for the subset of children ⩾60 months of age. For the overall study population, in year 1 of the study, when the circulating wild-type influenza strains were well matched to the strains represented in the vaccine, the effectiveness end points restricted to culture-positive illness were all highly significant (P < .01): effectiveness against febrile illness with antibiotic use was 97.1%, effectiveness against febrile otitis media with antibiotic use was 100%, effectiveness against days of day care/preschool/school missed in association with illness (hereafter known as “illness-associated days of day care/preschool/school missed”) was 94.4%, effectiveness against illness-associated days of work missed was 97.7%, and effectiveness against illness-associated health care provider visits was 93.9% [2, 6]. Likewise, these culture-positive effectiveness end points for children ⩾60 months of age in year 1 of the trial were all significantly reduced (P ⩽ .0085), and the reductions ranged from 93.7% to 100% (table 8). For the overall study population, regardless of the influenza culture result, the reductions for these effectiveness end points were 9.4%–35%; those that were significantly reduced included febrile illness with antibiotic use (reduction, 31%), febrile otitis media with antibiotic use (reduction, 35%), and illness-associated health care provider visits (reduction, 13.4%). For the subset of children ⩾60 months of age, these reductions were from -10.2% to 53.9%, and 1 effectiveness end point was significantly reduced (reduction for illness-associated days of work missed, 53.9% [P = .005]).

Table 8

Effectiveness of live, attenuated, cold-adapted influenza vaccine among children 15–71 months of age or 60–71 months of age.

In year 2 of the pediatric efficacy study, when the wild-type influenza strain that predominately circulated was the drifted A/Sydney/5/97 (H3N2) strain, the effectiveness against the culture-positive end points of illness was 87.8%–95% for the overall study population: each culture-confirmed end point of effectiveness was statistically significant (P ⩽ .01). In year 2, for the overall study population, the end points of effectiveness that were significantly reduced, regardless of influenza culture result, were febrile otitis media with antibiotic use (reduction, 20.9%; P = .04) and illness-associated days of day care/preschool/school missed (reduction, 16.6%; P = .01). For the subset of children ⩾60 months of age, illness-associated days of day care/preschool/school missed was the end point that was statistically significant (reduction, 10.8%; P = .04).

Effectiveness in adults. The effectiveness of CAIV-T was evaluated in healthy working adults 18–64 years of age, during the 1997–98 influenza season, when the drifted strain A/Sydney/5/97 (H3N2) predominantly circulated (table 9). Evaluation revealed that the 9.7% reduction in the proportion of participants with 1 or more febrile illnesses defined as AFI (the primary end point) was not significant. However, there were significant reductions in the occurrence of the other 2 prespecified defined illnesses (SFI and FURI), as well as in the occurrence of 2 additional defined illnesses (CDC-ILI and DOD-ILI) [5, 7]. Likewise, the effectiveness analyses involving healthy working adults 18–49 years of age revealed no significant protection against the occurrence of AFI (reduction, 10.9%; P = .16), but significant reductions were observed regarding the occurrence of SFI (reduction, 19.5%; P = .02), FURI (reduction, 23.7%; P = .007), CDC-ILI (reduction, 24.4%; P < .002), and DOD-ILI (reduction, 21.1%; P = .0089) (table 9). Across the 5 illness definitions for the 3 illness-associated outcome measures (occurrence of illness, the number of episodes of illness, and the number of days of illness), all 15 comparisons were consistent for the study population as a whole and for the subset of individuals 18–49 years of age. Specifically, 13 of 15 comparisons were significantly reduced in both age strata, among vaccine recipients; the occurrence of AFI (reduction, 9.7% in 18–64 year olds vs. 10.9% in 18–49 year olds) and the number of AFI episodes (reduction, 10.0% in 18–64 year olds vs. 11.2% in 18–49 year olds) were not significantly reduced. In contrast to AFI, for the other 4 illness definitions (SFI, FURI, CDC-ILI, and DOD-ILI), occurrence of illness, the number of episodes of illness, and the number of days of illness were significantly reduced for both age strata, among the vaccine recipients compared with the placebo recipients.

Table 9

Comparison of the effectiveness of live, attenuated, cold-adapted influenza vaccine (CAIV-T) against illness and illness-associated outcome measures, during the peak outbreak period, among healthy working adults 18–49 years to 18–64 years of age.

Across the 5 illness definitions and the 4 illness-associated outcome measures (illness-associated days of work missed, illness-associated health care provider visits, antibiotic use, and use of over-the-counter medication), 17 of the 20 comparisons were significantly reduced in the overall study population and in the subset of 18–49 year olds (table 9). However, in the subset of 18–49 year olds, illness-associated days of work missed, for SFI (reduction, 12% [P = .1326] vs. 17.9% [P = .012] for 18–64 year olds); illness-associated days of work missed, for CDC-ILI (reduction, 12.9% [P = .1033] vs. 19.9% [P = .0043] for 18–64 year olds); and illness-associated health care provider visits, for CDC-ILI (reduction, 11.1% [P = .1991] vs. 20.0% [P = .0079] for 18–64 year olds) were not significantly reduced, compared with data for the overall study population. These differences reflect that inclusion of the data for the 641 (14%) of 4561 adults 50–64 years of age provided significant reductions in these 3 outcome measures for the overall population.

In an additional analysis that assessed whether there was any evidence of an interaction between age and vaccine effectiveness, we compared results for persons 18–49 years of age (n = 3920) with results for persons ⩾50 years of age (n = 641). There were no statistically significant differences, according to age group, in estimates of vaccine effectiveness for the number of episodes of illness or the number of days of illness. Thus, CAIV-T was effective both in adults <50 years of age and in adults ⩾50 years of age. Of note, there were numerically greater reductions in the number of illness-associated days of work missed and the number of illness-associated health care provider visits among persons ⩾50 years of age, compared with persons 18–49 years of age (data not shown). The older adults may have more-severe disease and may take time off work to seek medical attention and to recover.

Discussion

CAIV-T represents an important new tool for the prevention of influenza in healthy persons 5–49 years of age. However, additional data are needed before CAIV-T is licensed for use for children <5 years of age or for adults >50 years of age.

Among young children, it has been demonstrated that CAIV-T is highly efficacious against culture-confirmed influenza; vaccine also prevented influenza-associated diseases of the lower respiratory tract and acute otitis media [2, 3, 6]. Despite the expected increase in the prevalence of preexisting antibody to vaccine viruses because of past occurrence of natural influenza infections in older study children, compared with younger study children, efficacy was not reduced over the age range evaluated [2]. Randomized comparative studies of the use of CAIV-T and TIV for children are needed to understand the relative merits of CAIV-T and TIV for children. Preliminary data from a recent comparative study of 2200 children who were 6–72 months of age and who had a history of medically attended recurrent respiratory illness indicated that 2 doses of CAIV-T reduced culture-confirmed influenza 52.7% more than did 2 doses of TIV [8]. A second comparative trial of 1 dose of CAIV-T or TIV in 2200 children 6–17 years of age who had asthma indicated that CAIV-T reduced the influenza attack rate by 35% more than did TIV [9].

Among the 1500 comparisons examined in the large pediatric safety study, it is expected that, by chance alone, some will have statistical significance. Indeed, in the large safety trial, there were more significant reductions than significant increases in the rate of occurrence of medically attended events (both biologically plausible and implausible events) [4]. The lower age limit of 5 years was chosen for the indicated population because of the finding that children 12 months to <5 years of age had an increase in asthma and/or RAD events within 42 days of receipt of CAIV-T. The absence of temporal clustering within the 42 days after vaccination suggested that the increase in the RR for asthma and/or RAD may not necessarily be a result of vaccine administration. Additional analyses and studies are needed to answer this question. CAIV-T is currently indicated for children ⩾5 years of age.

In the 1997–1998 influenza season, when the drifted A/Sydney/5/97 strain was widely circulated in the United States, a TIV effectiveness study that involved adults 18–64 years of age revealed that there were no significant reductions in any outcome measures of illness, including illness-associated days of work missed or health care provider visits [10]. In the same influenza season (1997–1998), CAIV-T significantly reduced multiple illness outcomes, including illness-associated days of work missed and health care provider visits among adults 18–64 years of age [5]. In addition, the effectiveness trial data for the subset of 641 healthy adults 50–64 years of age support CAIV-T as likely to be protective against more-severe disease, in this limited subset of older subjects [7]. Until additional data are obtained, CAIV-T is not indicated for adults 50–64 years of age.

Acknowledgments

Financial support. MedImmune Vaccines (for subgroup analysis and original studies) and National Institute of Allergy and Infectious Diseases, National Institutes of Health (for original studies).

Conflict of interest. R.B.B. is a consultant to MedImmune Vaccines and a member of the Speakers' Bureau for Wyeth. K.L.N. has received research funding from MedImmune Vaccines and Aventis. S.B.B. and H.S. have received research funding from MedImmune Vaccines. All other authors are employees of MedImmune Vaccines.

  • Received January 29, 2004.
  • Accepted April 8, 2004.

References

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